CITI- AML POLICY AND REGULATORY SR. ANALYST - C11

El analista intermedio de ejecución es un puesto intermedio responsable de realizar revisiones de cumplimiento y riesgo junto con el equipo más amplio de Prevención del Lavado de Dinero (Anti-Money Laundering, AML).
El objetivo general es utilizar el profundo conocimiento sobre AML para la revisión, el análisis y la ejecución de debidas diligencias efectivas e investigaciones sobre casos de mayor riesgo que pueden significar un posible riesgo para Citi.
Responsabilidades.
Llevar a cabo investigaciones y estudios sobre clientes potencialmente sospechosos utilizando diversos sistemas y bases de datos internos y externos.
Llevar a cabo revisiones intersectoriales en diversas líneas de negocios de Citi.
Documentar e informar los hallazgos de las revisiones/investigaciones y elaborar archivos de caso con la documentación de respaldo requerida.
Resumir, por escrito, de manera clara y consisa los hallazgos de la investigación.
Aconsejar a la gerencia sénior sobre los próximos pasos y proporcionar recomendaciones sobre el próximo curso de acción (retención de relaciones, terminación de relaciones, informe de actividades sospechosas [Suspicious Activity Report, SAR]).
Gestionar riesgos al analizar la causa raíz de problemas el impacto en los negocios.
Evaluar adecuadamente el riesgo cuando se toman decisiones comerciales, demostrando una consideración particular por la reputación de la empresa y protegiendo a Citigroup, sus clientes y activos, al impulsar el cumplimiento de las leyes, las reglas y los reglamentos correspondientes, acatando la política, aplicando un juicio ético sólido en relación con el comportamiento personal, la conducta y las prácticas comerciales y escalando, administrando e informando los problemas de control con transparencia Calificaciones.
Entre 2 y 5 años de experiencia relevante.
Preferencia de conocimiento de reglamentaciones de AML.
Dominio de MS Office.
Excelentes habilidades de comunicación verbal y escrita.
Habilidades analíticas demostradas.
Educación.
Licenciatura/título universitario o experiencia equivalente.
La descripción de este puesto proporciona una revisión de alto nivel de los tipos de trabajos realizados.
Se pueden asignar otras obligaciones laborales según sea necesario.
Job description The Intermediate Analyst is a Compliance AML Core analyst is a mid-level position responsible for executing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and contribute to a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise.
In addition, engages with the all the AML function coverage teams and businesses, in order to partner to develop and apply AML program solutions that meet business and customer needs in a manner consistent with the Citi program framework.
Responsibilities.
Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies, and practices for AML.
Review AML policies and follow up to the questions and observations from the AML teams, ensuring all are attended.
Participate in the policy development groups and in the AML Policy Committee.
Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed.
Investigating and responding to compliance risk issues.
Investigating regulatory inquiries, preparing required documentation, making recommendations to management on how to proceed, and drafting responses for the regulatory inquiries.
Record, tracking and follow up to regulatory requirements, as well as regulatory interactions.
Monitoring of adherence to Citi’s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials.
Execute the update process of the Compliance Manual (gap analysis, prepare materials for their presentation to the Local AML Committee (CCC) and Audit Committee, among others.) Interacting and working with other areas within Citi, as necessary.
Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
Supporting and tracking regulatory changes impacting the assessment unit.
Supporting the activities of the AML regulatory reports oversight process.
Supporting and following up on AML regulatory and internal reviews.
Has the ability to operate with a limited level of direct supervision.
Qualifications.
Knowledge of AML laws, rules, regulations, risks and typologies.
Must be a self-starter, flexible, innovative, and adaptive.
Strong interpersonal skills with the ability to work collaboratively.
Strong written skills from a legal perspective; strong verbal communication and interpersonal skills.
Ability to both work collaboratively and independently; ability to navigate a complex organization.
Advanced analytical skills.
Excellent organizational skills and capability to handle multiple projects at one time.
Proficient in MS Office applications (Excel, Word, PowerPoint).
English proficiency of 80% (reading, writing, speaking).
Preferable knowledge of Citi Risk and Controls system in Regulations Management, iCAPs and RET modules.
Demonstrated knowledge in area of focus.
Education.
Law bachelor’s degree.
Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus.
------------------------------------------------------ Job Family Group.
Compliance and Control ------------------------------------------------------ Job Family.
AML Execution ------------------------------------------------------ Time Type.
Tiempo Completo ------------------------------------------------------ Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
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